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Research Reports |
E Bressel, EdD, is Assistant Professor, Utah State University, Department of Health, Physical Education, and Recreation, 7000 Old Main Hill, Logan, UT 84322 (USA) (ebressel{at}coe.usu.edu). Dr Bressel was a postdoctoral research fellow at Auckland University of Technology when this study was conducted. Address all correspondence to Dr Bressel
PJ McNair, PT, PhD, is Associate Professor, Neuromuscular Research Unit, Auckland University of Technology, School of Physiotherapy, Auckland, New Zealand
Submitted August 17, 2001;
Accepted March 19, 2002
| Abstract |
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Key Words: Biomechanics Hypertonia Rehabilitation Spasticity
| Introduction |
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The definition of spasticity implies that an increase in motoneuron response to muscle lengthening may be the primary mechanism for these symptoms of stroke.2 Although evidence for increased motoneuron excitability is strongly supported,35 some researchers69 have argued that changes in passive mechanical properties of muscle may be the additional mechanisms responsible for symptoms observed in people with spasticity.
Passive mechanical properties of muscle (ie, how the muscle responds to applied loads) are related to the amount, type, temperature, and organization of structures such as muscle, collagen, elastin, proteoglycans, and water.10 The mechanical properties are typically expressed as stiffness, which is the relationship between passive resistive torque and joint displacement, and torque relaxation, which is the decrease in peak passive torque (passive resistance) exhibited at a joint held in a non-neutral position over time.1113 Studies have shown that, in patients with spasticity, passive mechanical properties of muscle are to some extent responsible for impaired gait patterns6,7,14 and enhanced passive joint resistance.9,15 In our opinion, these findings suggest that interventions for stroke may need to focus on passive mechanical properties of muscle and not just motoneuron excitability.
Approaches for treating symptoms related to spasticity following stroke range from the use of modalities (eg, biofeedback) to complex neurosurgical procedures (eg, dorsal rhizotomies). There is, however, no consistent definition for spasticity. Therefore, these interventions may not always be aimed at decreasing the same symptoms. One common intervention that is used with most approaches is prolonged static stretching.1618 Investigators16,1821 have shown that stretching of the plantar-flexor muscles for periods ranging between 30 minutes and 6 weeks, imposed with a tilt table or cast, reduced passive ankle joint resistance, increased ankle joint range of motion, and improved gait characteristics (eg, stride length, stride width, angular joint displacement). Some researchers22,23 have argued that the effects of static stretching are proportional to the amount of time a stretch is held at its end-range. Accordingly, some authors18,20 have suggested that prolonged static stretching rather than short-term stretching (eg, <2 minutes) can be a convenient and cost-effective means of reducing symptoms of spasticity.
Research has indicated that continuous passive motion (ie, cyclic stretching) about the ankle joint may be more effective in reducing passive ankle joint stiffness than static calf stretching.11,24 McNair and coworkers11 examined passive ankle joint stiffness in volunteers without impairments after a single 60-second static calf stretch and after a 60-second cyclic calf stretch to determine the efficacy of the 2 stretching techniques. They reported a 16% decrease in ankle joint stiffness after cyclic stretching and no difference in stiffness after static stretching. Their findings supported earlier work24 that showed ankle joint stiffness was more effectively decreased by jogging than by static stretching exercises, which suggests that cyclic motion may be more effective than static holds at decreasing stiffness at the ankle joint. Cyclic stretching also may increase joint range of motion according to Taylor et al,25 who used an in vitro model.
Although cyclic stretching has been an accepted approach for the rehabilitation of some orthopedic problems (eg, total joint arthroplasty, contracture),26 few researchers have considered its application in neurological disorders such as stroke. The purpose of our study, therefore, was to compare the short-term effects of prolonged static and cyclic calf stretching on passive ankle joint stiffness, torque relaxation, and gait in people with stroke who exhibit increased resistance to passive joint movement, decreased joint range of motion, and exaggerated stretch reflexes. We believe the results of our study may be clinically meaningful if cyclic stretching is more effective than static stretching in reducing the symptoms of stroke.
| Method |
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Participants were included in the study if they met the following criteria: (1) they were not taking anti-spasticity medication, (2) they were free from contractures, (3) they had the mental capacity to perform the experimental tasks, (4) they were ambulatory with or without assistive devices, (5) their stroke occurred at least 3 months before the start of the study, (6) they had not been involved in a stretching program, and (7) they had sufficient ankle range of motion to perform the experimental task. The participants' time since stroke, mental state as determined with the Mini-Mental State Examination,27 degree of spasticity as determined using a modified Ashworth Spasticity Scale,28 ankle clonus response, ankle jerk response, and plantar response were evaluated and characterized. The subjects' physical characteristics are shown in Table 1, and a description of the assessments is reported in the Appendix. Before taking part in the study, participants read and signed an informed consent form approved by the Auckland University of Technology Ethics Committee.
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Participants attended two 1-hour experimental test sessions that were separated from each other by 1 week and were conducted at the same time of day. Subjects were instructed to not begin a stretching program between test sessions, and they were told to reschedule their session if symptoms of their stroke prevented testing. During the first test session, participants engaged in either a 30-minute cyclic stretching protocol or a 30-minute static stretching protocol. Subjects were randomly assigned to the 2 groups and performed the protocol on their involved lower extremity. The stretching protocol that was not performed during the first test session was performed during the second test session. The 30-minute stretch duration was chosen for comparative purposes and because it has been previously shown to reduce passive ankle joint resistance and motoneuron excitability of the triceps surae muscle and to increase ankle joint range of motion.16,18,20
For the 30-minute static calf stretching protocol, the subject's foot was moved at a rate of 5°/s from 10 degrees of plantar flexion (neutral) to a static hold at 80% of the participant's maximal passive dorsiflexion angle. Immediately following the static stretch, the foot was returned to neutral, then back to 80% of maximal dorsiflexion angle, and again returned back to neutral. The last stretching sequence was necessary so that measurements of stiffness before the stretch could be compared with measurements of stiffness after the stretch.
For the 30-minute cyclic calf stretching protocol, continuous passive ankle joint motion between neutral and 80% of the participant's maximal passive dorsiflexion angle was performed. The angular velocity of the foot segment during the cyclic stretch was 5°/s. The angular velocity and end-ranges of motion selected for the static and cyclic stretching protocols have been shown in some subjects with spastic cerebral palsy and volunteers without impairments to not evoke a stretch reflex and to improve subject relaxation.11,30
During the stretching protocols, the participants were asked to lie in a supine position with their foot strapped to a footplate connected to a Kin-Com dynamometer
(Fig. 1). The Kin-Com dynamometer is a computerized device that was programmed to manually move the foot according to the stretching protocols and to collect force and angle measurements. The signals from the potentiometer and load cell of the Kin-Com dynamometer were sampled simultaneously at 500 Hz and stored for subsequent analyses using a computer. Previous studies30,31 have shown that under selected conditions the Kin-Com dynamometer provides measurements that we would consider reliable and valid for ankle joint angle and passive torque. We did not examine the reliability of our measurements using our device on our subjects.
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placed over the tibialis anterior and lateral gastrocnemius muscles (Fig. 1). A ground electrode was placed on the fibular head. Standardized techniques for surface electrode preparation and placement were used.32 The EMG signals were recorded for 10 seconds, sampled at 500 Hz at a bandwidth of 20 to 450 Hz, and amplified using a DelSys Bagnoli 2 amplifier.
The EMG signals were collected at 1-minute intervals beginning with the initial movement of the foot into dorsiflexion. The root mean square of the EMG data was calculated32 and normalized to reflect a percentage of maximal voluntary contractions (MVCs). Subjects performed MVCs of the plantar flexors and dorsiflexors with their feet held in 10 degrees of plantar flexion, using the Kin-Com dynamometer. The subjects performed 3 maximal efforts, with verbal encouragement from the investigator (EB). The data of subjects exhibiting EMG values greater than 1% of the MVC during the passive measurements were not used for the data analysis. Gait was assessed by having participants complete a 10-m walk test before and after treatments at a "comfortable speed." Walking speed is one of the most widely accepted measures of lower-limb recovery,33 and studies of test-retest reliability of this measure yielded intraclass correlation coefficients of .94.34 The intention of including a 10-m walk test in our study was to test the immediate effect of stretching treatments on a functional outcome measure. The average time of 3 walking trials was used for subsequent analyses. We did not examine the reliability of data obtained with the gait measure on our subjects.
Data Analysis
We defined passive joint resistance as resistive torque exerted through the foot by, among other structures, the plantar-flexor muscle-tendon unit, and it was calculated from the force data taken from the Kin-Com's load cell and the moment arm length. Moment arm length was defined as the distance from the lower edge of the load cell to the lateral malleolus and corresponded to 0.2 m.
Mean stiffness was calculated before and after treatments from the slope of the torque-angle curve (
torque/
angle) for the initial and final movements of the foot into dorsiflexion (ie, from neutral to 80% of the subject's maximal passive dorsiflexion angle). Torque relaxation was calculated from measurements of initial peak torque and final peak passive torque taken during the 30-minute static and cyclic calf stretching protocols. Torque relaxation was expressed as a percentage of initial peak passive torque. Figure 2 provides a schematic representation of the stiffness and torque relaxation measurements for the static condition.
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| Results |
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| Discussion and Conclusions |
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Stiffness values decreased after prolonged static stretching, and we found this consistent with the passive torque data reported by Tremblay and coworkers.20 Our results also support the contention that prolonged static stretching is effective at reducing symptoms of spasticity such as passive joint resistance.16,20 Our results further suggest that prolonged cyclic stretching may be equally effective as prolonged static stretching at decreasing ankle joint stiffness (Tab. 2).
According to Enoka,35 a mechanism by which stiffness may decrease after a passive static or cyclic stretch is related to the thixotropic property of muscle. Thixotropy has been defined as the physical change of a substance after being mechanically agitated.36,37 For example, a gel substance such as ketchup may become less viscous (ie, more fluid) if mechanically agitated.35 In this study, the gel component of muscle (eg, water and proteoglycans) may have become less viscous after being stretched, resulting in less passive stiffness. Indeed, for this scenario to be plausible, the muscle must not receive neural input because this may also modulate stiffness. Because EMG activity was less than 1% of the MVC during the conditions of our study, we do not consider neural mechanisms as contributing to the passive mechanical measures.
In general, our stiffness values were greater than those reported for people without a stroke12,38 and are consistent with data reported by other researchers.9,15 Vattanasilp et al15 investigated factors contributing to muscle stiffness after stroke, including thixotropy and contracture. They concluded that contracture was a major contributor to exaggerated ankle joint stiffness and that thixotropy was not different in patients with stroke versus subjects without impairments who were in a control group. Their results15 and ours showing greater passive stiffness may provide further evidence to support the research of Dietz et al39 that indicated a morphological and not just a motoneuron transformation of spastic muscle over time.
Our results, which showed no difference in stiffness between stretching conditions, do not agree with the results of previous work examining the effect of short-term stretches (eg, 60 seconds) in people without impairment.11 McNair and coworkers11 suggested that thixotropic properties of muscle (eg, collagen, water, proteoglycans) may become less viscous during cyclic motion than during static stretching because of the continuous nature of the cyclic stretch. In our study, constituents of muscle that contribute to thixotropy may not have responded the same as they did in middle-aged subjects without impairment, and this may be due in part to the age of our subjects and the condition of the patients' tissues as a result of their stroke.
An additional purpose of our study was to compare the effect of prolonged static and cyclic calf stretching on torque relaxation. The patterns of decline in torque between these 2 modes of stretching were similar to those of previous research.11 McNair and coworkers11 reported 17% and 11% declines in torque over 60-second static and cyclic stretches, respectively, at the ankle joint. The difference in torque relaxation between stretching modes (ie, 54%) that they observed corresponds to the 53% difference we observed. Torque relaxation values were substantially greater in our study (23%35%), probably because of the prolonged stretch duration (60 seconds versus 30 minutes). Theoretically, the torque relaxation response could continue indefinitely because of the viscoelastic properties of biological tissues.25 Our static stretch data supported this contention and continued to decline up to 30 minutes, whereas no appreciable decreases were observed after the initial 15 to 20 minutes of the cyclic stretching condition (Fig. 3). On the basis of these findings and those of other researchers,11 it appears, in our opinion, that static stretching may be more effective than cyclic stretching at decreasing peak passive torque in people with stroke.
It is important to examine whether an intervention is useful to the patient and therapist. Researchers19,21 have shown that long-term static stretching of the plantar flexors (>30 minutes), using a casting boot, improved characteristics of gait in subjects with spastic cerebral palsy. In our study, we used a common measure of mobility (ie, 10-m walk times) and found no improvement after or between stretching interventions (Tab. 2). These data imply that neither the 30-minute cyclic intervention nor the 30-minute static stretch intervention may improve gait speed after a one-time treatment.
The results of our study concern the immediate effects after a one-time 30-minute stretch intervention. We did not measure any long-lasting effects. Researchers in this area, in our opinion, should compare the lasting effects of each treatment after a training period. This would be more clinically relevant. We believe it may also be of value to assess force measurements before and after interventions, because there is recent evidence to support 12% and 25% decreases in MVC of the quadriceps femoris and plantar-flexor muscles, respectively, after a prolonged 20- to 30-minute passive stretch in volunteers without impairments.40,41 Reduced strength of the quadriceps femoris and plantar-flexor muscles of patients with stroke may further decrease performance on selected functional outcomes such as gait because of their already weakened condition.
Ankle joint stiffness decreased after both prolonged static and cyclic stretching, although neither technique appeared to be better at reducing stiffness in people with stroke. Torque relaxation was greater after static stretching than after cyclic stretching, and walking speed did not appear to be influenced by the stretching treatments used in this study.
| Appendix |
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| Footnotes |
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The Auckland University of Technology Ethics Committee approved this study.
This work was presented at the 2001 annual meeting of the American Society of Biomechanics; August 811, 2001; San Diego, Calif.
* SPSS Inc, 233 S Wacker Dr, Chicago, IL 60606. ![]()
Chattecx Corp, PO Box 4287, Chattanooga, TN 37045. ![]()
DelSys Inc, PO Box 15734, Boston, MA 02215. ![]()
| References |
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