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Research Reports |
HM Dumas, PT, MS, is Manager, Research Center for Children with Special Health Care Needs, Franciscan Children's Hospital and Rehabilitation Center, 30 Warren St, Boston, MA 02135 (USA) (hdumas{at}fchrc.org).
SM Haley, PT, PhD, is Director, Center for Rehabilitation Effectiveness, and Associate Professor of Physical Therapy, Sargent College of Health and Rehabilitation Sciences, Boston University, Boston, Mass
LH Ludlow, PhD, is Professor and Chair, Department of Educational Research, Measurement, and Evaluation, Lynch School of Education, Boston College, Boston, Mass
TM Carey, PT, MSPT, was a Research Assistant, Research Center for Children With Special Health Care Needs, Franciscan Children's Hospital and Rehabilitation Center, at the time of the study
Address all correspondence to Ms Dumas
Submitted May 15, 2003;
Accepted September 30, 2003
| Abstract |
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Key Words: Brain injuries Child Prognosis Rehabilitation Walking
| Introduction |
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Physical therapists often focus primarily on recovery of mobility skills. Physical therapist examination during inpatient rehabilitation of children and adolescents following TBI includes a evaluation of premorbid and current (injury-related) history. Because the clinical sequelae of TBI are multifaceted, the systems review for a child with TBI includes the cardiovascular/pulmonary, integumentary, musculoskeletal, and neuromuscular systems as well as the child's general cognitive and communication abilities.3,4 As part of the evaluation of a child within a comprehensive inpatient rehabilitation program, physical therapists routinely examine function as part of their testing.5 The results of the physical therapist's examination and evaluation are used to establish a physical therapist diagnosis and to determine a prognosis.3
A physical therapist prognosis includes "the determination of the predicted optimal level of improvement in function."3(p46) Knowledge of prognostic factors about mobility recovery contributes to formation of a plan of care and theoretically to effective intervention programs and the establishment of realistic goals for children and their families. We know of no studies in which predictors or prognostic factors of recovery of the ability to ambulate have been identified during inpatient rehabilitation for children and adolescents following TBI.
Descriptive accounts of recovery of the ability to ambulate in children and adolescents after TBI are varied. Although many children with TBI are unable to ambulate at the time of discharge from the hospital,610 others have only minor residual deficits, such as performing standardized gross motor test items requiring speed.1113 In a study of the ambulation status of 98 children with traumatic and anoxic brain injuries at the time of discharge from inpatient rehabilitation, 71 children (72%) were considered "community walkers."6 Other authors14 who examined the outcomes of 25 children with TBI reported that 16 of the children were able to walk outdoors independently and that 4 other children could ambulate within their homes at the time of discharge from an inpatient rehabilitation program.
Previous descriptive studies of children with TBI provide a myriad of factors to consider in developing a predictive model for ambulation recovery during inpatient rehabilitation. For example, children who experience a TBI at a later age have been described as regaining more motor skills, including ambulation capability, than younger children.9 The presence of extracranial injuries, specifically lower-extremity injuries,15,16 and type of brain injury6,10,17 have been related to poor mobility (including ambulation) outcomes in children with TBI. Injury severity reports8,10,18 indicate that the more severe the injury (operationally defined as the amount of time the child is unconscious following injury), the less likely the child with TBI will achieve full recovery of physical function. Hypertonicity, a commonly reported motor impairment following TBI in children,14,18,19 also has been reported to influence a child's ability to ambulate after injury.14,19 Diminished cognitive outcomes (level of responsiveness) have been correlated with greater deficits in wheelchair mobility and ambulation at the time of discharge from inpatient rehabilitation.6 Lastly, as has been found with adults following a stroke,20,21 the level of physical functioning, as determined by an initial functional assessment score at hospital admission, also may assist with the development of an ambulation prognosis in the pediatric patient with TBI.
Positive and negative prognostic factors for ambulation have been reported in pediatric conditions other than TBI. In children with cerebral palsy (CP),2225 the type of CP,24 the age at which children achieved the ability to sit,2325 the persistence of selected primitive reflexes,22,24 and a history of epilepsy23,24 have been described as predictors of ambulatory ability. The presence of hypertonicity in muscles around the knee and hip joints, the number of shunt revisions, and the occurrence of balance disturbances have been negatively correlated with ambulation in children with myelomeningocele, regardless of lesion level.26
Information about recovery of ambulation in children with TBI during inpatient rehabilitation is derived from descriptive studies. It is not clear, however, which clinical information should be used routinely by physical therapists to develop a prognosis regarding the ability to ambulate. Based on our synthesis of the literature and on the clinical experience of the rehabilitation team at Franciscan Children's Hospital and Rehabilitation Center (FCH), Boston, Mass, we hypothesized that potential predictors for recovery of ambulation are: (1) demographic factors (eg, age at the time of injury9), (2) injury-related factors (eg, extracranial injuries,15,16 type of brain injury,10,17 injury severity8,10,18), (3) impairments (eg, hypertonicity in the lower extremities14,18,19 and cognitive status6), and (4) functional limitations (eg, physical functioning) at admission to the rehabilitation program.20,21
The achievement of ambulation signifies a major milestone in the recovery of physical functioning following TBI in children. It is also a primary goal for discharge from the inpatient rehabilitation setting because it allows children to return home without restrictions in mobility. The aim of our study was to delineate a predictive model and determine the value of the following variables: age at the time of injury, presence of lower-extremity injury, type of brain injury, injury severity, presence of hypertonicity in the lower extremities, cognitive status, and physical functioning at admission to the rehabilitation facility in establishing a physical therapist prognosis for ambulation following inpatient rehabilitation.
| Method |
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Information regarding ambulation ability, the dependent variable for this study, was collected from each individual child's Physical Therapy Discharge Examination note in the medical record. If discharge ambulatory status was unclear, the attending physiatrist's discharge summary or team conference reports in the child's medical record were reviewed. Ambulation was defined as being able to walk indoors (with or without deviations in gait pattern) with no assistive gait device (eg, cane, walker), support (person or surroundings), or guarding or supervision for balance on level surfaces. Supervision for behavioral problems such as impulsivity or for other potential medical conditions such as seizures was not considered as an inability to ambulate. Orthoses (eg, ankle-foot orthosis) could be used. The child had to be capable of ambulating greater than 15.24 m on a flat, level surface in an indoor setting. Distance determination was based on assessment of ambulation in one of several previously measured hallways throughout the hospital. Capability to ascend or descend stairs was not considered.
The independent variables were dichotomized and coded systematically for the study. For example, we classified the independent variable of lower-extremity hypertonicity as "present" or "not present." Due to the prestudy establishment of variable definitions and development of a method of data extraction, we believe we avoided the need for data interpretation by the chart reviewers. Presence or absence of lower-extremity injury (injury-related variable) included the presence or absence of any unilateral or bilateral lower-extremity fracture or joint subluxation or dislocation. Classifying children as having a diffuse or nondiffuse type of brain injury (injury-related variable) was intended by us to distinguish between noncentralized axonal injuries and subdural hematomas, contusions, or hemorrhages due to trauma. Injury severity (injury-related variable), defined as the length of time of unconsciousness following injury, was classified as either more or less than 24 hours. This was done due to inconsistency in the number of hours of unconsciousness after injury documented in the medical records. Presence or absence of lower-extremity hypertonicity at the time of admission to the rehabilitation setting (motor impairment) was based only on the presence or absence of hypertonia in any lower-extremity muscles, as documented by the physical therapist during the admission examination. Classification of cognitive status at the time of admission to the inpatient facility was based on the ability of the child to respond or not to respond to verbal or physical commands (impairment variable) as documented by the physical therapist during the admission examination. In addition, age and physical functioning, based on Pediatric Evaluation of Disability Inventory29 (PEDI) Functional Skills and Caregiver Assistance Mobility summary scale scores, at the time of admission to the rehabilitation facility were used as continuous variables.
The PEDI is used to measure functional mobility at the time of admission to and discharge from the inpatient rehabilitation facility. The PEDI is a functional assessment that is designed to measure both capability and performance of daily living skills based on general observation of the child. Physical therapists complete the PEDI's Mobility domain at the time each child is admitted to and discharged from the rehabilitation program. Physical therapists are trained in the use of the PEDI by senior physical therapy staff in the inpatient physical rehabilitation program by use of case studies in the PEDI manual29 and by joint administration of the assessment before independent use. An annual review of the case studies provided for training in the PEDI manual and a review of the scoring criteria with all program and physical therapy staff is designed to contribute to staff competence and reliability of data obtained with the PEDI as an outcome measure.
Data Analysis
Data analysis and interpretation of results were performed using SPSS.28 Descriptive statistics were generated for demographic characteristics of the study sample. A multiple logistic regression analysis30 was used to determine the contributions of each of the variables identified as potential predictors of recovery of the ability to ambulate for children and adolescents with TBI.
The analysis was conducted in 2 phases. In the first phase, a bivariate correlational analysis was completed with all 8 potential predictor variables (Phi coefficient for dichotomous variables and Pearson correlation coefficient for interval-level variables) and the dependent variable (ambulation). This was done to account for the large number of potential predictor variables that could be entered into the logistic regression model relative to the sample size and to inspect for multicolinearity between the independent variables. With 95 subjects, we had 80% power to detect a correlation of .25 at an alpha level of .05.31 In the second phase, one potential independent variable (PEDI Caregiver Assistance score) was removed due to multicolinearity, and the independent variables that reached statistical significance in the first phase (
=.05) were then entered into a final logistic model.
To facilitate further interpretation of the predictive model of ambulation recovery, the positive and negative predictive values and the predictive utility of the model were calculated. We report the Nagelkerke R2,32 which has an approximate variance interpretation to R2 in multiple linear regression. The Nagelkerke R2 is based on log-likelihoods and is adjusted so that a value of 1.0 can be achieved.33
The overall percentage of accuracy in classification, the specificity (classification of true negatives), and the sensitivity (classification of true positives) also were determined. To help interpret the results to the specific elements of physical therapist patient/client management, the odds ratios (ORs) with 95% confidence intervals (CIs) for each of the significant independent variables were calculated. Finally, we organized the results into a prognosis stratification table to help display the clinical value of various patterns of predictors.
| Results |
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Sensitivity (proportion of children who ambulated and who were predicted to do so) was 87%, but the specificity (proportion of children who did not ambulate and who were not predicted to do so) was 67%. Fourteen children were predicted to walk and did not (false positives), while 7 children were not predicted to walk and did (false negatives). Positive (77%) and negative (80%) predictive values were found to be nearly identical (Tab. 4). Table 5 provides a prognostic stratification created by probability calculations for each combination of dependent variables left in the regression model to predict ambulation.
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| Discussion |
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Additional variables beyond the absence of lower-extremity hypertonicity were important to predict ambulation at the time of discharge. Injury severity, measured as whether the child was unconscious for more than 24 hours immediately after injury, was related to the prognosis of whether children could ambulate as defined. Injury severity has been shown to be a predictor for survival and morbidity. The more severe the injury, the greater the cognitive and behavioral deficits may be, thus potentially affecting ambulation ability.17
The absence of lower-extremity injury was shown in our study to be an important predictor for recovery of the ability to ambulate. In our sample, assistive devices were needed for ambulation due to lower-extremity weight-bearing restrictions, balance, and energy limitation for long-distance (>15.24 m) ambulation. Fourteen children used an assistive device such as a cane, a walker, or crutches for home ambulation at the time of discharge from the inpatient rehabilitation setting. Although they may have been able to ambulate with an assistive device and without assistance of others, children using an assistive device were not considered ambulatory for the purposes of our study. The experience at FCH has been that children with TBI are almost always independent ambulators without an assistive device before the TBI, and the intent of this prediction model was to examine the return to this level of ambulation ability.
Following the first phase of our analysis, we removed functional mobility independence (PEDI Caregiver Assistance Mobility scale score) as a potential predictor variable because of the relationship with the PEDI Functional Skills Mobility scale. Several other variables with correlations to the dependent variable of ambulation, however, were not significant in the logistic regression model. We were surprised by the lack of relationship between ambulation at the time of discharge and initial functional mobility status as measured by the PEDI. The initial correlation between ambulation and the PEDI Functional Skills Mobility scale score was .37 (P<.001). Presence of hypertonicity and PEDI scores were related (Functional Skills Mobility scale=.59, P<.001), and therefore the PEDI does not show up in the predictor model. We were also surprised that age was not a factor for children in our study. Age has been described as a predictor of recovery of cognitive, behavioral, and social functioning following TBI in children.9,17 We may have attained these findings, in part, due to the large age range of our sample and, in part, due to the inclusion of only those children older than 2 years at the time of injury, thus excluding any child who did not ambulate prior to the injury.
Accuracy of Prediction Model
Based on the values for sensitivity and specificity we found, we believe the prediction equation we generated will be more useful in identifying children who are expected to ambulate at the time of discharge than those who are not expected to ambulate at the time of discharge. Sensitivity, the proportion of children who ambulated at the time of discharge and who were predicted to ambulate, was 87%. This sensitivity value indicates that the model is very good at identifying which children are likely to ambulate because there were only 7 false negatives. Specificity, the proportion of children who did not ambulate at discharge and were not predicted to ambulate, was only 67%, with 14 false positives. We therefore predicted a greater likelihood of ambulation in 14 children, and we predicted a lesser likelihood of ambulation in 7 children. Approximately half of these children for whom we had incorrect predictions were children who ambulated using an assistive device. Although it might seem that being surprised at the recovery of ambulation would be better than providing false hope for recovery of unassisted, short-distance ambulation at the time of hospital discharge, both errors potentially misguide the use of physical therapy resources, may cause anguish or disappointment for a child and family, and may bring into question the physical therapist's plan of care with the child, family, and rehabilitation team.
The overall accuracy of the predictions made was 78%, indicating that, for approximately 1 out of every 4 children, outcomes were not correctly predicted by use of the overall model. The values for positive and negative predictive value are intended to be useful when determining probability of ambulation or nonambulation for individual clients. The nearly similar positive (77%) and negative (80%) prediction values we achieved suggest to us that the model is just as good at predicting ambulation for an individual child as it is at predicting nonambulation for an individual child. Positive and negative predictive values, however, are dependent on the prevalence of ambulation at the time of discharge in a given setting. The prevalence of ambulation at the time of discharge in our setting was 56%. In other samples, higher or lower prevalence rates may affect the positive predictive value of the prediction model.34 A formula to calculate new values for positive predictive value, based on the prevalence of unassisted ambulation for 15.24 m at the time of inpatient discharge in other settings, is available.35
The probability of ambulation for children who had no lower-extremity hypertonicity and no lower-extremity injury and who were unconscious for less than 24 hours was quite high (92%). Although the probability of recovery of ambulation for the children who had no lower-extremity hypertonicity or injury but were unconscious for greater than 24 hours was even higher at 100%, there were only 4 children with this profile and we are less confident with this profile. Probability models are intended to help physical therapists establish realistic goals with the children and families and design appropriate management plans. These models also may be a useful tool in future research for classification of children's ability to ambulate in more homogeneous groups.
Because the presence of hypertonicity was such a dominant predictor of ambulation, we believe that improvements in the prediction model may be achieved through more sensitive measures of hypertonicity. In this study, we extracted just the presence or absence of lower-extremity hypertonicity from each child's medical record. Changing the variable to the presence of bilateral or unilateral extremity hypertonicity, scores from a scale to measure abnormalities in muscle tone such as the Modified Ashworth scale,36 or documentation of hypertonicity for individual lower-extremity muscle groups could be used. In addition, we used loss of consciousness for more than 24 hours at the time of injury as a measure of injury severity, another predictive variable. More commonly, Glasgow Coma Scale (GCS) scores are used to measure injury severity3741; however, consistent GCS scores were not available in the medical records used for our retrospective study. Lower-extremity injuries also could be further defined or classified as bilateral injuries or leg injuries versus hip and knee injuries to strengthen the predictive utility of the model.
Many of the children for whom there were false negatives (children predicted to ambulate but did not) used an assistive device for ambulation at the time of discharge. In addition, some of these children stayed in the rehabilitation facility less than the mean length of time for the remainder of the sample. These children may have been discharged when they achieved safe indoor ambulation with an assistive device, but they did not remain in the hospital long enough to attain ambulation without an assistive device. Inpatient rehabilitation length of stay was not entered into the multiple regression analysis as a predictor variable. We believe, however, that it warrants further consideration as a covariate in the models of recovery of ambulation ability following TBI in children and adolescents, as does ambulation with an assistive device.
Limited evidence is available to guide prognosis in pediatric practice. In a report on ambulation predictors for children with cerebral palsy, Montgomery42 suggested that operationally defined levels of "meaningful, functional ambulation" are needed to further understand predictive variables. In our study, we identified a predictive model for ambulation, which we believe is meaningful to the children and their families and physical therapists practicing in inpatient pediatric rehabilitation settings. We believe that the ability to predict a return to this level of ambulatory ability is a critical factor in rehabilitation because it influences decision making about the plan of care and the establishment of appropriate short-term and long-term discharge goals.
We found that 1 of the body system variables (the absence of lower-extremity hypertonicity) and 2 injury-related variables (injury severity [ie, loss of consciousness for less than 24 hours after injury] and absence of lower-extremity injury) together were predictors of recovery of the ability to ambulate. Theoretically, these predictors not only may assist with early determination of whether ambulation will be achieved by children and adolescents with TBI at the time of discharge from an inpatient rehabilitation facility but may influence the type and frequency of physical therapy intervention.
As is common for inpatient pediatric rehabilitation programs,43,44 FCH accepts children with moderate to severe TBIs and with residual functional deficits that prevent them from returning home following hospitalization in an acute care setting. We have demonstrated that more than half of the children are capable of ambulation at the time of discharge from the inpatient rehabilitation program. These results are consistent with those of previous reports about children with TBI who were discharged from inpatient rehabilitation programs.6,14 According to some authors6,7,14,35,45,46 and in our personal experience with the post-discharge follow-up clinic at FCH, children continue to demonstrate improvements in motor abilities following discharge from inpatient rehabilitation facilities.
Recommendations for Prognostic Studies
We used available retrospective data from one program in our study. The data were dichotomized and required secondary coding. This line of research could be enhanced with prospective multicenter studies in which multiple measurement tools using ordinal- or interval-level scores that are more reliable and show greater validity are used. In addition, including intervention data in predictive models could further our understanding of the role of intervention type and intensity on recovery.
We studied only those children who were older than 2 years at the time of admission to the inpatient rehabilitation facility, who did not have a complete spinal cord injury (ie, a nonreversible condition), and whose restrictions due to the presence of multiple trauma or identified impairments were such that ambulation could still be expected to occur during inpatient rehabilitation. The results of our study, though worthy of note to physical therapist practice in any setting, may have limited generalizability beyond inpatient rehabilitation.
We believe that meaningful outcome measures that could be used to examine both capability and performance, in the home and in the community rather than in a hospital setting, warrant further study. The results of our study, however, can add to discussions of how physical therapists can use predictive models and individual predictors when choosing tests and measures to determine physical therapist diagnoses and prognoses.
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| Appendix |
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| Footnotes |
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This study was approved by the Institutional Review Board at Franciscan Children's Hospital and Rehabilitation Center.
Funding for this project was provided by a Clinical Research Grant from the Section on Pediatrics, American Physical Therapy Association.
* SPSS Inc, 233 S Wacker Dr, Chicago, IL 60606. ![]()
| References |
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This article has been cited by other articles:
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D. J Smyntek, H. Dumas, S. M Haley, D. Aldrich, and D. P Hunt Use Evidence Cautiously Physical Therapy, July 1, 2004; 84(7): 665 - 667. [Full Text] |
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