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Research Reports |
S Poitras, PT, PhD, is Research Fellow, Groupe de Recherche Interdisciplinaire en Santé, Université de Montréal, CP 6128, Succursale Centre-ville, Montreal, Quebec, Canada H3C 3J7 (stephane.poitras{at}mcgill.ca)
R Blais, PhD, is Full Professor, Groupe de Recherche Interdisciplinaire en Santé, Université de Montréal
B Swaine, PT, PhD, is Associate Professor, École de Réadaptation, Université de Montréal, and Researcher, Centre de Recherche Interdisciplinaire en Réadaptation du Montréal Métropolitain, Montreal, Quebec, Canada
M Rossignol, MD, is Associate Professor, Department of Epidemiology, Biostatistics, and Occupational Health, McGill University, and Researcher, Department of Public Health of Montreal, Montreal, Quebec, Canada
Address all correspondence to Dr Poitras
Submitted January 19, 2005;
Accepted May 19, 2005
| Abstract |
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Key Words: Back pain Health services research Occupational health Physical therapy Practice patterns
| Introduction |
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In the occupational setting, the prognosis of WRLBP is influenced by work-related factors.19 Consequently, specific guidelines for the management of WRLBP have been developed.20,21 These guidelines recommend the following evidence-based interventions in the management of acute or subacute WRLBP: (1) reassure the worker on the general good prognosis of LBP; (2) advise the worker to continue or return to ordinary activities, including work, as soon as possible; and (3) initiate an exercise program if return to activity is delayed. These guidelines state that exercise generally should be embedded in an occupational setting. Exercises and soft tissue mobilizations and massage also have been recommended as evidence-based interventions in other practice guidelines14,22,23 and systematic reviews2427 on the management of general acute or subacute LBP.
Although physical therapists often are involved in the treatment of people with WRLBP, little is known about the types of interventions used by physical therapists or whether their interventions are evidence-based. Among the studies that have described the practice of physical therapists in the management of LBP,4,6,7,1013,2831 only one study4 focused on WRLBP, with limited results on physical therapist practice because it was not the main objective of the study. Two of the studies10,11 showed that, in order to comprehensively describe current practices, it is necessary to examine the entire episode of care because of important variations in intervention choices during the episode.32,33 However, most studies did not assess actual episodes of care and were limited to case histories,6,30 physical therapists' preferences,7 or patient reports.13 Other studies4,28,29,31 retrospectively evaluated patient records and, therefore, had problems standardizing the information obtained. Only a small proportion of the samples in the 3 prospective studies12,32,33 included patients with WRLBP, limiting the generalizablity of these study results to people with occupational disabilities. The prospective studies also demonstrated biases. Convenience samples were used to select physical therapists, and representativeness analyses were not done.12,32,33 Recall bias was important in one study32 because information was collected only at discharge. Although certain guidelines state that education is one of the most important interventions in the management of LBP,22 it is not clear what type of education is given by physical therapists. Only 6 studies6,13,2931,33 provided limited information on the type of education given, with each study evaluating only one type of education.
Various treatment objectives can be pursued when treating people with WRLBP, but it is not clear which types of objectives are pursed by physical therapists when treating people with this health problem. Of the studies that have described the practice of physical therapists in the management of LBP, only 3 studies7,10,11 described the objectives pursued, with a clear emphasis on pain reduction. Because of its occupational impact, we might expect that more functional objectives would be pursued in the management of WRLBP, but this hypothesis has not been assessed.
In order to appropriately characterize people with LBP, the literature suggests that the presence of radiating pain below the knee must be assessed because of its strong association with a poorer prognosis of LBP.3437 It is not known, however, whether or how physical therapists adjust their intervention choices in the presence of this clinical symptom.
In response to the need for information on the practice of physical therapists in the occupational field, a descriptive study of practices of physical therapists managing acute or subacute WRLBP was initiated. The objectives of this study were: (1) to describe the treatment objectives and interventions, including education, used by a representative sample of Quebec physical therapists in the treatment of workers absent from work due to acute or subacute WRLBP, (2) to describe the variations in treatment goals and intervention choices over the course of care, and (3) to evaluate the effect of radiating pain below the knee on treatment goals and intervention choices. The findings were compared with current clinical management evidence to assess whether the interventions reported are evidence-based. These findings will help to define what constitutes typical physical therapist management of acute or subacute WRLBP, information that could be useful in the planning of clinical trials in this area.
| Method |
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Questionnaire Development
Two self-administered questionnaires were designed for this study: 1 to collect information on the characteristics of the physical therapists and 1 to describe the clinical management of workers with LBP (the clinical management questionnaire is shown in the electronic version of the article at http://www.ptjournal.org). The content of the clinical management questionnaire was first developed by consulting the literature defining typical physical therapy management,38 previous studies describing the management of LBP by physical therapists,4,6,7,10,11,13,31 and guidelines concerning the management of WRLBP.21 The content of the questionnaire then was validated during discussions with key informants in Quebec to determine whether it covered all aspects of practice. Informants included a demographically varied sample of practicing physical therapists working in the musculoskeletal field in Quebec, 2 professors in charge of clinical practice in the physical therapy programs of 2 major Quebec universities, a person in charge of physical therapy treatments at the provincial Quebec WCB, and 2 other people in charge of professional practice at the provincial Quebec college of physical therapists.
In order to cover the subacute phase, the clinical management questionnaire allowed for the description of a maximum of 45 treatment sessions. This questionnaire collected information on the characteristics of the worker being treated, the primary and secondary objectives of each treatment session, the interventions used in each session, the education given, and the duration of the session. The therapists determined whether a disabling comorbidity was present at the initial session. Specifically, they asked whether the workers had a health problem that significantly decreased their capacity to accomplish their activities, the type of health problem, and whether it was being treated or had been treated by a health care professional. To describe clinical management used in each session, the physical therapists chose from a list of interventions and education, with an open-ended question to account for any nonlisted item. Because this description was limited to 2 workers, physical therapists were asked at the end of the episode of care to assess on a 4-point ordinal scale (from "very similar" to "very different") the level of similarity of the interventions used for this particular worker with those typically used in the management of other workers with LBP. At this last session, the therapists also were asked to give the reasons for termination of physical therapy by choosing from a list of possibilities.
Data Collection
Questionnaires were sent to participating physical therapists in August and September 2002. The therapists first completed and returned the questionnaire describing their characteristics. They then were asked to use the clinical management questionnaire to describe how they treated the first 2 eligible workers who were absent from work due to acute or subacute WRLBP (1 with and 1 without radiating pain below the knee) and who presented themselves to the clinic for an initial evaluation. The therapists determined the eligibility of the workers with information provided by the worker or his or her attending physician. Workers were excluded if they presented any of the following criteria at the initial visit: currently performing regular work duties; received workers' compensation for more than 3 months for the current WRLBP episode; received workers' compensation for WRLBP during the 3 months preceding the current episode; received physical therapy for LBP during the 3 months preceding the current episode; underwent surgery for the current episode; had LBP as a result of spinal fracture, tumor, infection, or cauda equina syndrome associated with massive hernia; or pregnancy.
The clinical management and descriptive characteristics questionnaires were identified with a confidential identification code attributed to each therapist. The physical therapists had until December 1, 2003, to return the clinical management questionnaires. In order to promote participation, reminder letters were regularly sent throughout the study period. The feasibility of this protocol was tested in a pilot study conducted with 6 physical therapists working in 3 clinics.
Data Analysis
Descriptive data were used to assess the representativeness of the sample of participating clinics and physical therapists. Volume of workers treated in 2001 and regional distribution of clinics were compared among participating and nonparticipating clinics, with independent-sample t and chi-square tests, respectively. The regional distribution variable combined the 16 administrative regions into 5 groups according to the proximity to the 2 major urban centers in Quebec (Montreal and Quebec City): Montreal metropolitan area, Quebec City metropolitan area, peripheral Montreal, peripheral Quebec City, and rural.
Regional distribution and volume of clientele of workplace were compared between physical therapists who returned a clinical management questionnaire and eligible physical therapists. Additionally, therapists who returned a clinical management questionnaire were compared with therapists who returned a descriptive characteristics questionnaire on the following data: sex, years of practice, proportion of clientele with LBP seen in the past 6 months, proportion of clientele receiving workers' compensation in the past 6 months, and university of graduation. Three universities in Quebec offer a physical therapy program, 1 French university and 1 English university in Montreal and 1 French university in Quebec City.
The following descriptive analyses of the interventions used by the physical therapists were conducted: proportion of therapists who used the intervention at least once during the episode of care and mean frequency of use of the intervention during the episode of care among therapists who used the intervention at least once. The mean frequency of use was selected to give equal weight to all therapists, independent of the number of treatment sessions. The episode of care was divided into 3 parts, with the first and third parts having the same number of sessions and the middle part having a difference of no more than 1 session from the other 2 parts. The frequency of use of each intervention was calculated for each third of the episode of care, and significance of change in frequency across the thirds was assessed with a generalized linear model for repeated measures. These analyses also were performed on the session objectives and the education provided to the workers. All analyses were performed separately for the clinical management of workers with and without radiating pain. Chi-square and t tests were used to assess whether significant differences in the management of the 2 groups of workers existed. Because of the multiple testing, an alpha level below .01 was considered significant for all analyses. Only objectives, interventions, and education provided at least once during the episode of care by at least 10% of the physical therapists are presented.
| Results |
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Three hundred twenty-eight physical therapists returned a questionnaire describing their characteristics (response rate of 81.4%). Two hundred twelve therapists returned at least 1 clinical management questionnaire, with 63.7% being female with an average number of years of practice of 9.3 (SD=7.4, range=043). One hundred ninety therapists returned a clinical management questionnaire for workers without radiating pain (response rate of 47.1%), and 139 therapists returned a clinical management questionnaire for workers with radiating pain (response rate of 34.5%). For the clinical management of workers without radiating pain, only university of graduation was significantly different (P<.01) between therapists who returned a questionnaire and those who did not, with an under-representation of graduates from the English-speaking university. As for clinical management of workers with radiating pain, only the proportion of clientele with LBP in the past 6 months and the proportion of clientele receiving workers' compensation in the past 6 months were significantly different (P<.01) between therapists who returned a questionnaire and those who did not, with therapists with lower proportions being under-represented.
Characteristics of Workers and Episodes of Care
Table 1 describes the characteristics of the workers treated in the study. Only work status during the initial session was significantly different between the 2 groups, with workers with radiating pain being absent from work more frequently than workers without radiating pain. The following proportions of workers with radiating pain still had pain radiation at each corresponding period of the episode of care: 57.7% at the beginning of the second third of the episode, 33.8% at the beginning of the last third of the episode, and 25.2% at the last session. At the time of the last study session, 51.5% of workers with radiating pain and 37.4% of workers without radiating pain were still absent from work.
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Clinical Management
Treatment objectives.
Tables 2 and 3 outline the primary and secondary treatment objectives followed by the physical therapists during the episode of care. The most frequent treatment objectives for both groups were pain reduction, increase in range of motion, increase in strength, and decrease of muscle tension (Tab. 2). There were differences between groups in frequency of objectives followed during the episode of care, with pain reduction more frequently followed with workers with radiating pain and increase in strength and education more frequently followed with workers without radiating pain (Tab. 2). For both groups, there was a significant decline in the frequency of use throughout the episode of care for pain reduction and muscle tension reduction and a rise in the frequency of use for increase in strength (force-generating capacity of muscle), increase in endurance, and improvement of function (Tab. 3).
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Education provided.
Tables 6 and 7 describe the topics of education provided to the workers. The following topics were discussed at least once by the majority of physical therapists with both groups of workers (Tab. 6): stretching exercise program, explanation of physical cause of LBP, strengthening exercise program, pain control, increase in home activities, activities of daily living (ADL) advice, ergonomics and work tasks advice, and posture education. Decreasing home activities was recommended by the majority of therapists to workers with radiating pain, with this advice being given significantly more often to these workers than to those without radiating pain.
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The following topics demonstrated a significant decrease in frequency for both groups (Tab. 7): posture education, lumbar roll use, ADL advice, pain control, explanation of physical cause of LBP, and decrease in home activities. There was an increase in frequency for the following topics for both groups: strengthening exercise program, increase in home activities, cardiorespiratory exercise program, and increase in work activities. For workers without radiating pain, decrease in work activities significantly declined, whereas ergonomics and work tasks advice significantly increased.
| Discussion and Conclusion |
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When determining whether the interventions reported are evidence-based, most of the interventions typically reported have not been well studied (eg, spinal mobilizations, posture correction, manual traction, interferential current, ultrasound, heat, cold, and transcutaneous electrical nerve stimulation).14,22 Exercise in general, which was very frequently used in various ways, has demonstrated effectiveness in the management of subacute LBP, but it is not clear which types of exercises are most effective.14,25,27 However, the results of this study demonstrated that cardiorespiratory exercises were used far less than other types of exercises. Soft tissue mobilizations and massage, which also were frequently used, have been shown in recent reviews24,26 to be beneficial, although it is not known which kind are most effective.
One of the evidence-based interventions in the management of WRLBP is advising the worker to return to normal activities, including work, as soon as possible.20,39 This study showed that physical therapists tend to be congruent with this evidence by advising workers more often to increase rather than decrease their home and work activities. However, this was less often the case for workers with radiating pain, with a large proportion of therapists recommending a decrease in home activities, which seems to go against current guidelines. Physical therapists probably use a more cautious approach with workers with radiating pain. This cautious approach is reflected in the objectives followed with workers having radiating pain, with objectives aiming more to decrease pain and less to increase strength. Cold also was more frequently used with these workers, indicating that the therapists either thought that an inflammatory process was present or that a stronger analgesic was needed. The therapists probably adjusted their management in relation to the poorer condition of workers with radiating pain. People with radiating pain tend to be more affected in their functional capacities than people without radiating pain.4045 In this study, workers with radiating pain tended to be absent from work more often than those without radiating pain both at the beginning and at the end of the episodes of care, with more treatment sessions being provided to these workers. However, it has not been demonstrated whether a more cautious approach is needed with this type of clientele.
The McKenzie approach and manual and mechanical traction also were used more often with workers with radiating pain than with those without radiating pain. These interventions are typically used when a compressed spinal nerve is suspected and a reduction of the compression is pursued in order to decrease back and radiating pain.46,47 This finding suggests that the therapists may have believed that radiating pain was mostly caused by a nerve compression in the spine. However, the exact cause of radiating pain is unknown.48 The effectiveness of traction, both manual and mechanical, on people with radiating pain has not been well studied.14,49 As for the McKenzie approach, only one study evaluated its effectiveness in the presence of radiating pain compared with an appropriate control group, with favorable results.50,51
Functional interventions (simulation of ADL or work tasks) were used by only about a third of the physical therapists, but function was addressed by the majority of the therapists through education. It is not known, however, whether functional interventions are needed in the treatment of people with acute or subacute WRLBP52 or whether a general exercise program is sufficient. Improving function was listed as a main goal for only a minority of the therapists. These results are consistent with those of other studies8,53 that showed that physical therapists tend to address impairment instead of disability by focusing on pain, range of motion, muscle tension, and strength instead of function. However, current WRLBP management guidelines are based more on disability than on impairment20 in order to act on the psychosocial factors related to chronic disability.19 There appears to be incongruence between the models underlying the guidelines and those underlying the management used by physical therapists.
Although the physical therapists treated subjects with similar characteristics, the results indicate that the therapists used a large variety of interventions. Variations in practice often are seen when there is uncertainty in the management of a clinical condition.54 Although management guidelines exist, studies have demonstrated that the majority of physical therapists rarely consult the literature55,56 and, when they do, give it varying credibility5759 or disagree with parts of its contents.60 This uncertainty probably is fueled by the fact that the effectiveness of most interventions used by physical therapists in the management of WRLBP has not been studied.
Several factors limit a direct comparison of our results with those of other prospective studies describing the management of back problems in the general population.12,32,33 Most of the descriptive analyses used were different from those used in the present study, including differences in units of analysis (eg, physical therapists versus patients or interventions). Physical therapists in other studies12,32,33 were not restricted in the number of patients treated, with some therapists treating more patients than others, thus differentially weighting the analyses. In addition, patients in the other studies12,32,33 could be treated by different physical therapists, leaving each therapist's respective contribution unknown.
Nonetheless, compared with those of the other prospective studies,12,32,33 our results showed that physical therapists appear to use a wider variety of interventions when treating people with WRLBP, with more emphasis on exercise. This difference may be related to the context of WRLBP, the differences in methods used, the specificity of physical therapist practice in Quebec, or the integration of recent evidence encouraging the use of exercise in LBP management. Because interventions focusing on improving function were not addressed in the other prospective studies, comparisons with our study results are not possible.
Although the present study was not designed to evaluate the effectiveness of physical therapist management of WRLBP, it appears that the therapists were moderately successful at returning workers to work. At the end of the episode of care, 37.4% of workers without radiating pain and 51.5% of workers with radiating pain were absent from work. However, it is not known whether workers immediately returned to work following the last treatment session. When analyzing work status at the last session with respect to reason for treatment termination, the results indicated that the therapists judged that there was sufficient recovery in 30.3% of workers still absent from work at the last session. These workers could have returned to work shortly after the end of the episode of care, but we did not evaluate work status following the episode of care.
This study has a number of limitations. Because self-administered questionnaires were used, it is not possible to assess whether the practices reported truly represented actual clinical management. The use of questionnaires, however, probably is less susceptible to bias than case scenarios because it involves actual patient care.61,62 We presume that the type of education used was under-reported because it has been shown that physical therapists tend to underdeclare education when it is self-reported,63 probably because of its subjective nature. Although the therapists were instructed to select the first 2 eligible workers who presented themselves at the clinic after receiving the questionnaires, it is not possible to verify whether they did so. Selection bias tends to appear in experimental studies where treatment preferences of patients and clinicians can influence participation6467 or in observational studies where consent or active participation is required of the subjects.68,69 Because both of these criteria do not apply to this study, selection bias was minimized. The response rate probably was affected, in part, by the exclusion criteria for workers. These criteria were chosen to decrease the effect of external factors that could influence treatment choices of physical therapists. Although the response rate was as anticipated for workers without radiating pain, it was lower than expected for workers with radiating pain. The fact that radiating pain below the knee accounts for a minority of people with LBP3537,40,42 could partly explain the lower response level for this group of workers. Although analyses were conducted to determine sample representativeness, most of the variables examined were available only for those therapists who returned a descriptive characteristics questionnaire. In this regard, therapists who returned a clinical management questionnaire appeared representative of therapists who returned a descriptive characteristics questionnaire. When compared with all eligible physical therapists, those who returned a clinical management questionnaire appeared representative with respect to location and volume of clientele at the workplace. Finally, the results may not be generalizable to clinics operating in health systems outside Canada.
This study provides valuable information because it is the first longitudinal study based on a representative sample of physical therapists describing actual episodes of care of workers with LBP. These cases account for the majority of patients seen by physical therapists working in the musculoskeletal field, cases that can lead to high disability costs. This study also provides insight into the physical therapist management of radiating pain, a clinical symptom highly prognostic of chronicity. Because of the relative scarcity of evidence on the effectiveness of physical therapist management of WRLBP, future trials are needed. However, this study has shown that numerous interventions and education topics are used by physical therapists in the management of WRLBP. In order to reflect current practices, some authors70,71 have noted that trials evaluating the effectiveness of LBP management by physical therapists should include a combination of interventions typically used, in the form of a pragmatic randomized trial. The results of the present study may help to define, for a future trial, the contents of typical physical therapist management of WRLBP, both with and without radiating pain.
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Ethical approval for the study was obtained from the Research Ethics Committee, Faculty of Medicine, University of Montreal.
This study was supported by a research grant from the Institut de Recherche en Santé et Sécurité au Travail (IRSST) and by doctoral research awards to Dr Poitras from the following organizations: the Canadian Institutes of Health Research (CIHR), the Canadian Health Services Research Foundation (CHSRF), and the Canadian Institute for the Relief of Pain and Disability (CIRPD).
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