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Case Reports |
SJ Fruth, PT, MS, is Instructor, Krannert School of Physical Therapy, University of Indianapolis, 1400 E Hanna Ave, Indianapolis, IN 46227-3697 (USA)
(fruths{at}uindy.edu)
Submitted December 1, 2004;
Accepted August 1, 2005
| Abstract |
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Case Description. The patient had a 4-month history of pain; limited cervical, trunk, and shoulder active range of motion; limited and painful mobility of the right CV/CT joints of ribs 3 through 6; and periscapular TrPs. Interventions included CV/CT joint mobilizations, TrP release, and flexibility and postural exercises.
Outcomes. The patient reported intermittent mild discomfort after 7 physical therapy sessions. Examination findings were normal, and he was able to resume all preinjury activities.
Discussion. This case suggests that CV/CT mobilizations and active TrP release may have been beneficial in reducing pain and restoring function in this patient.
Key Words: Clinical decision making Costovertebral and costotransverse joints Differential diagnosis Joint mobilization Manual therapy Rib Trigger point Upper thoracic pain
| Introduction |
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Although literature on dysfunction and pain in the lumbar and cervical regions is abundant, similar information related to the thoracic region remains relatively scarce.1–3 Similarly, a great deal of literature exists on shoulder pain, yet little exists in the area of periscapular or rib pain.
This case report involves a patient referred for physical therapy by his primary care physician with the diagnosis of "(R) [right] upper back pain." Given the anatomical complexity of the thoracic and shoulder areas, the potential sources of pain in this region are numerous.1,4 Possible musculoskeletal sources of thoracic pain include muscle strain, vertebral or rib fracture, zygapophyseal joint arthropathy, active trigger points (TrPs), spinal stenosis, costovertebral (CV) and costotransverse (CT) joint dysfunction, ankylosing spondylitis, diffuse idiopathic skeletal hyperostosis, intervertebral disk herniation, intercostal neuralgia, and T4 syndrome.4–7 Pain also can be referred to the thoracic region from visceral sources, which may indicate serious disease. Cancer, cardiac, pulmonary, gall bladder, hepatobiliary, renal, and gastroesophageal conditions are all potential causes of referred thoracic or scapular pain.4,8–10
The purposes of this case report are: (1) to outline the differential diagnosis and clinical decision-making process that was used based on history, patient presentation, and examination findings and (2) to describe the rationale for intervention and intervention techniques chosen in the management of this patient.
This case report describes the clinical decision-making process, interventions, and outcomes for a patient with a 4-month history of posterior upper thoracic pain.
| Case Description |
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The patient interview revealed that his upper thoracic pain began 4 months prior to the examination after sitting on bleachers for 3 hours at an ice hockey game. He reported no pain during the game or the rest of the day, but noticed stiffness in both shoulders the following day. The right upper thoracic pain began 2 days after the game, localized between the scapula and spine. The pain became progressively worse over the next 6 weeks before he made an appointment with his primary care physician, who prescribed cyclobenzaprine HCl and naproxen, as well as physical therapy.
Two months after the onset of pain, the patient underwent 3 weeks of physical therapy at another facility that included exercise, modalities, thoracic spine mobilizations, and massage. Although he reported temporary pain relief after each session, the pain soon returned to its initial level. After this initial course of physical therapy, the patient returned to his primary care physician who then increased the dosage of cyclobenzaprine HCl (20 mg, 3 times daily), ordered plain film radiographs of the thoracic and cervical spines and right shoulder, and referred the patient to our clinic for a second attempt at physical therapy. The radiographic examination revealed no fracture or degenerative changes.
I first saw this patient approximately 4 months after his onset of pain. His chief complaint was worsening posterior upper thoracic pain on the right side that occasionally "spread" to the front of the chest, especially with deep breathing, coughing, and sneezing. The patient described his pain at rest as a constant, deep ache with an occasional burning sensation between the scapula and the spine, as well as a knotted feeling under the scapula. He rated the pain as 7.5/10 on an 11-point (0–10) visual analog scale (VAS). The pain became sharp and stabbing and increased to 9/10 with quick trunk or upper-extremity (UE) movements, deep breathing, coughing or sneezing, and changing positions in bed. The patient said he did not have night sweats, fever, chills, radicular pain or paresthesia into the right UE, or headaches. He did report an increasing level of fatigue, but attributed this to the stress of constant pain and lack of sleep.
Table 1 provides information regarding the patients initial ability ratings on a functional shoulder questionnaire. This functional rating system was created by physical therapists within our clinic based on their experience and opinions about common functional activities that require use of the UEs. The scale has not been evaluated for reliability or validity. In addition to the items on this scale, the patient was concerned about his inability to play with his children and participate in their activities, increasing irritability at home because of the pain, and difficulty concentrating on his responsibilities at work. The patients goals included: (1) decreased daily pain, (2) improved ability to play with his children, (3) return to recreational softball, and (4) improved ability to sleep at night.
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Range of motion
Active range of motion (AROM) of the cervical, shoulder, and trunk regions was assessed to determine pain-provoking movements. I chose to estimate AROM visually instead of measuring with a goniometer or inclinometer because, at the time of the examination, I was more interested in determining which motions provoked pain than how much motion was available at each joint. Cervical and trunk AROM were estimated based on comparisons of pain-free motion in the opposite direction (if present) or an estimated range of normal.12 It is acknowledged that visual estimation of AROM for the cervical and trunk regions has no known reliability.13 Right shoulder AROM was estimated by visually comparing with the patients left shoulder, which was normal and pain-free. This method has been shown to yield fair to good estimates of reliability for the shoulder joint.14,15
Strength
Manual muscle testing (MMT), as described by Hislop and Montgomery,16 was used to assess the patients UE strength (force-generating capacity of muscle), modified with the patient in a sitting position to avoid multiple position changes. If the patient was unable to hold a position against resistance because of pain, strength was not graded.16 When resistance did elicit pain, the patient was asked to describe the location and intensity of pain. Because the standard testing positions were altered, reliability of this strength assessment cannot be assumed.
Sensation
A gross sensory examination using light touch over the UEs and upper thoracic area was performed to determine whether nerve root or peripheral nerve lesions were present.17 Reliability of data obtained during sensory testing using this method is not known.
Accessory motion
Accessory motion, or joint play, of the thoracic spine was assessed with the patient in a prone position. Pressure directed from posterior to anterior (P/A), as described by Maitland,18 was used to assess joint play from C7 through T12. Accessory motion of the CV and CT joints (ribs 2–10) was assessed in a similar manner, with a P/A force at each rib level, as described by Bookhout6 and Maitland.19 Although the CV and CT joints are 2 separate articulations, they are often grouped together in the literature (CV/CT) because movement at one joint cannot occur without movement at the other joint.4,10 Costosternal (CS) joint play was assessed with the patient in a supine position, with pressure directed anterior to posterior (A/P) at each rib level, as described by Maitland.19 For each assessment, the presence of pain and relative mobility, as compared with the left side, were noted.
Although assessment of "joint integrity and mobility ... (and) joint play movements" is part of the physical therapy examination process according to the Guide to Physical Therapist Practice,21 interrater reliability of data obtained with these techniques, both in the extremities and at various spinal levels, generally has been poor.22–26 To my knowledge, there are no studies that specifically address passive mobility assessment at the CV, CT, or CS joint. Pain provocation with palpation or mobility testing has been found to yield more reliable scores than accessory motion testing for identifying symptomatic structures, and several authors23,24,27–29 have suggested that pain provocation may be used as a basis of clinical decision making. Again, the cervical and lumbar spines are the most common areas described when examining the reliability of pain provocation scores, and I am aware of no studies that specifically address the CV, CT, or CS joint.
Scapular mobility
Active and passive scapular mobility were examined because of the patients lack of shoulder AROM and the proximity of his pain to the scapula. Active mobility and symmetry of scapular motion were observed during repeated bouts of shoulder flexion and abduction within the patients available AROM.16,17 Passive mobility was assessed with the patient in prone and contralateral side-lying positions.17 The presence of pain and relative mobility (right versus left) were noted. The reliability of active and passive scapular mobility assessments using these methods has not been reported in the literature.
Palpation
The cervical, shoulder, and upper trunk regions were palpated. When a specific area of soreness or pain was encountered, the patient was asked to describe the pain and whether the pain referred to an area other than that being palpated. I also noted whether the pain was associated with a taut band of muscle or a local twitch response from the patient. Referred pain alone, although possibly useful information, is an indistinct finding.30,31 However, referred pain in combination with a local twitch response or a jump sign in a palpable taut band is indicative of an active TrP.20,30–34 There are conflicting findings in the literature regarding the accuracy and reliability of detecting TrPs.30,34–37 Several researchers30,36,37 have found the reliability of locating TrPs to be fair to poor, but some authors34,35 have suggested that specific training in TrP identification seems to improve reliability to at least moderate.
Differential Diagnosis
Table 34,5,9,10,13,14,38–46 outlines the clinical decision-making process used with this patient with the focus on differential diagnosis. There were several musculoskeletal and visceral sources I was able to consider "not likely" early in the process, because the patient demonstrated few or none of the expected signs and symptoms. Plain film radiographs were unremarkable, and the patient had no history of trauma, making the likelihood of vertebral or rib fracture low.47 Because there was no history of trauma, no sensory or motor changes, and no lumbar or abdominal wall pain, I considered intervertebral disk herniation to be of low likelihood.4,38 The patient did not have any of the typical signs and symptoms of spinal stenosis,5,41 diffuse idiopathic skeletal hyperostosis,5 intercostal neuralgia,9 or T4 syndrome,42 making the probability of these conditions low. The likelihood of ankylosing spondylitis also was low due to the absence of sacroiliac pain, the presence of normal hip range of motion, and pain that worsened with activity.48 The patient did not have any common signs and symptoms of cancer or cardiac or renal dysfunction, and these conditions therefore were considered unlikely.
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The remaining possibilities included zygapophyseal joint arthropathy, CV and CT joint dysfunction, and active TrPs. Although the zygapophyseal joints were a possible source of pain, little research exists concerning the pain-generating mechanisms of these structures in the thoracic spine.46 One study46 determined that the referral pattern of these joints overlap considerably in the thoracic area, and no referral zone can be attributed solely to one joint. In addition, it is difficult to palpate these joints.17 Therefore, these structures remained possible causes of the patients pain, but I decided to attempt treatment of other probable structures first.
This patients presentation was very consistent with the following description of CV and CT joint dysfunction given by Scaringe and Ketner:
Patients with costovertebral (or costotransverse) joint dysfunction will present with localized pain to the posterior thorax that may radiate to the anterior chest or along the associated rib. The symptoms are usually unilateral and painful upon deep inspiration, coughing, or sneezing. Passive or active thoracolumbar flexion, rotation, and/or lateral flexion may increase the symptoms. Palpable tenderness of the involved costotransverse joint and rib angle is noted upon joint challenge. Adjacent thoracic vertebral and rib segments are usually restricted, may complicate the clinical picture, and stimulate or exacerbate protective muscle spasm.4
The facet of ribs 1 through 6 at the CT joint is convex and cylindrical, and the corresponding facet on the transverse process is slightly concave. The facets of ribs 1 through 6 at the CV joint are concave, and the facets on the corresponding vertebrae are slightly convex.50,51 During normal trunk side bending to the right, the ribs on the right approximate before thoracic motion is complete. This forces the ribs to glide superiorly at the CV and CT joints and rotate slightly anteriorly at the CT joint as the ipsilateral transverse process glides inferiorly.50,52 Similarly, during normal trunk flexion, the ribs rotate anteriorly at the CT joint and glide superiorly at the CV and CT joints.50,52 This patients trunk side bending to the right and forward flexion were limited due to sharp pain in the upper thoracic region. In addition, when assessing P/A accessory motion of individual CV and CT joints in this patient, I found limited joint play and a considerable increase in pain at the level of ribs 3 through 6 on the right as compared with the left. Although no studies have examined the reliability of accessory motion testing at the CV and CT joints, I thought the pain provoked when assessing the mobility of these joints to be important.23,24,27– This guided my clinical decision-making process to include CV/CT joint mobilizations as a component of patient intervention.
In addition to the potential of right rib restrictions, I thought the presence of active periscapular TrPs also might be contributing to this patients pain and functional limitations. Travell and Simons defined a trigger point as "a focus of hyperirritability in a muscle or its fascia that is symptomatic with respect to pain; it refers a pattern of pain at rest and/or on motion ... , refers pain on direct compression, (and) mediates a local twitch response when adequately stimulated."20 The presence of these signs helped me differentiate pain from an active TrP and pain from a restricted CV or CT joint, which, although quite uncomfortable upon palpation, did not refer pain and did not elicit a jump sign or twitch response. In addition, the taut bands that referred pain were found in soft tissue along the medial scapular border, whereas the pain from the CV and CT joints was located at the bony articulation of the ribs and transverse processes. Despite the lack of consensus about reliability and accuracy of detecting active TrPs,30,34–37 I believed that the presence of referred pain with compression over these taut bands should not be ignored. My decision to address active TrPs as an intervention component was guided by the best available evidence2,20 as well as my previous experience.
Physical Therapist Diagnosis
I classified this patient into "Preferred Physical Therapist Practice Patterns: Musculoskeletal—Pattern D: Impaired Joint Mobility, Motor Function, Muscle Performance, and Range of Motion Associated With Connective Tissue Dysfunction," in accordance with the Guide to Physical Therapist Practice.21 I then formulated a clinical working hypothesis of (1) CV and CT joint hypomobility at the level of ribs 3 through 6 and (2) periscapular pain secondary to the presence of active TrPs. The estimated range of visits, based on the patients presentation, his severity of symptoms, and my previous experience with similar conditions was 6 to 12 visits within 2 to 8 weeks.
| Rationale for Treatment |
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A variety of techniques have been suggested for management of active TrPs, including vapocoolant sprayand-stretch,20,59,60 dry-needling,61–63 local injections using an anesthetic62 or botulinum toxin,64 and ischemic compression.2,20,59,65–67 However, high-quality controlled trials that examine the effects of any of these interventions are scarce. At the time of this case, the majority of my experience and training in the management of active TrPs involved the use of ischemic compression as described by Travell and Simons.20
This patient had been in pain for 4 months, and none of the passive or active treatments he had tried had offered lasting benefits. Therefore, despite the lack of scientific evidence, I decided that joint mobilizations at the restricted CV and CT joints and active TrP release using ischemic compression were reasonable interventions for this patient.
| Interventions |
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At the beginning of session 5, the patient again reported that he was able to play softball with minimal difficulty, although he avoided overhand throwing and excessive reaching with the right UE. The patient mentioned that he was no longer taking the cyclobenzaprine HCl or naproxen, and he rated his pain as 3–4/10. Treatment consisted of TrP release to the SPS muscle and CV and CT joint mobilizations. I was unable to locate active TrPs in the middle trapezius and rhomboideus muscles, and passive mobility of the CS joint junctions felt equal to the left and was pain-free. Right scapular mobilizations were performed as described by Magee17 and Maitland,19 gliding the scapula inferiorly, laterally, and rotating outwardly. An exercise to recruit the middle and lower trapezius and rhomboideus muscles was added to the patients HEP (Fig. 4).
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At the beginning of the seventh session, the patient reported that his only pain was a faint ache under the right scapula that was present approximately 10% of the time. He rated his average pain over the previous week as 1–2/10. He had played softball 2 times since the previous session with no difficulty and was able to throw overhand without pain. All goals set at the initial examination had been fully met. The only intervention for this session consisted of scapular mobilizations. The patient then was discharged.
| Outcomes |
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Table 2 compares the initial and final examination findings for this patient. Upon re-examination, the patient demonstrated symmetrical, nonguarded sitting and standing postures. Cervical, trunk and UE AROM were normal and pain-free. There was no pain and full strength during MMT. The patient said he had no pain with accessory motion testing of the right CV and CT joints or the upper thoracic spine.
All of the patients initial physical therapy goals were fully met. He reported a considerable decrease in daily pain, full ability to play with and care for his children, unrestricted participation in softball, and minimal to no difficulty sleeping. This patient also was seen informally several times following his discharge. Each time he reported normal function and no residual pain. The last time this individual was seen was 5 years following his discharge, and he again reported full, pain-free function.
| Discussion |
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In this case, understanding the anatomy and biomechanics of the ribs and corresponding vertebrae, as well as the typical referral patterns for active TrPs, was important to hypothesize potential dysfunctions. Although the reliability of joint mobility assessments has been found to be poor regardless of the joint being assessed,22–26 reliability of pain provocation scores has been shown to be fair to good.23,24,27–29 During the initial examination, I observed that the patients right CV and CT joints had limited mobility compared with the left side. The patient also reported considerable pain when the mobility of these joints was assessed. Therefore, based on my estimation of joint hypomobility, the presence of pain with mobility assessment, and the limited available literature,4,10 I hypothesized that the patient might benefit from joint mobilizations. One similar description is in the literature regarding a patient with CV and CT joint dysfunction at ribs 2, 3 and 5.10 However, local analgesic injections were a part of the interventions and, therefore, a direct comparison with this case could not be made.
The reliability of identifying active TrPs also has been shown to be fair to poor.30,36,37Specific training in TrP location seems to improve this reliability to at least moderate.34,35 With this patient, when pressure was applied over a taut band of muscle, he reported referred pain in a familiar pattern and demonstrated either a jump sign or a local twitch response, signs indicative of an active TrP.20,32,33 My decision to treat these taut bands with ischemic compression was based on the best available recommendations20,31 and my previous experience of achieving pain relief in patients with a similar presentation.
The patient demonstrated consistent improvement in both pain levels and functional ability over the course of 4 weeks, and he did not experience a recurrence of symptoms over the next 5 years. Because the patient had pain for 4 months prior to this intervention and had not responded to rest, medication, or previous physical therapy, it is tempting to attribute his improvement to the interventions provided, namely CV and CT joint mobilizations and TrP release. However, as is the nature of a case report, a causal relationship cannot be assumed. It is possible that the patient simply experienced natural healing.
Several aspects of this case report highlight the need for further research. Compared with the literature available in the lumbar and cervical areas, information regarding pain and dysfunction in the thoracic area is limited. There is also a lack of research concerning the reliability of assessments of joint mobility, the reliability of detecting of TrPs, the efficacy of providing joint mobilizations, and the efficacy of TrP release. Because these are all common physical therapist examination or intervention techniques,2,21,29,31,54,57 additional research is important to provide patients with evidence-based examinations and interventions.
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