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Research Reports |
HH Host, PT, PhD, is Research Technician II/Lecturer, Program in Physical Therapy, Washington University School of Medicine, Campus Box 8502, St Louis, MO 63108 (USA)
DR Sinacore, PT, PhD, FAPTA, is Associate Professor, Program in Physical Therapy and Department of Internal Medicine, Washington University School of Medicine
KL Bohnert, MS, is Research Patient Coordinator, Program in Physical Therapy, Washington University School of Medicine
K Steger-May, MA, is Senior Statistical Data Analyst in the Division of Biostatistics, Washington University School of Medicine
M Brown, PT, PhD, FAPTA, is Professor, Physical Therapy Program, University of Missouri-Columbia, Columbia, Mo
EF Binder, MD, is Assistant Professor of Medicine, Department of Internal Medicine, Division of Geriatrics and Nutritional Science, Washington University School of Medicine
Address all correspondence to Dr Host at: hosth{at}msnotes.wustl.edu
Submitted December 20, 2005;
Accepted October 11, 2006
| Abstract |
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Subjects: The study participants were 31 older adults (9 men and 22 women; age [
±SD], 79±6 years) who had surgical repair of a hip fracture that was completed less than 16 weeks before study enrollment and who completed at least 30 sessions of a supervised exercise intervention.
Methods: Participants completed 3 months of light resistance and flexibility exercises followed by 3 months of PRT. Tests of strength and function were completed at baseline, before PRT, and after PRT.
Results: After PRT, the subjects increased knee extension and leg press 1-repetition maximum by 72%±56% and 37%±30%, respectively. After 3 and 6 months of training, lower-extremity peak torques all increased. Specificity of training appeared to apply only to the nonfractured limb after PRT. Strong correlations were observed between training intensity and lower-extremity strength gains as well as improvements in measures of physical function.
Discussion and Conclusion: Frail elderly adults after hip fracture can benefit by extending their rehabilitation in a supervised exercise setting, working at high intensities in order to optimize gains in strength and physical function.
| Introduction |
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The concept of exercise training specificity was first established by DeLorme19 and has been further supported by the results of others.2023 With resistance exercise training, specifically, gains that are made have been shown to be specific to the type21 and speed20 of movement. Frontera et al10 also showed that specificity of training occurs in older men who are healthy (age range=6072 years). More recent studies of community-dwelling older people with hip fracture have shown that significant strength gains can be made after high-intensity resistance exercise programs.2426
There is evidence to suggest that in frail older people, a small improvement in physiological capacity (including improvements in muscle strength) can have a substantial effect on functional performance.27 Furthermore, the more fit an elderly individual, the smaller the association between lower-extremity (LE) strength and functional performance.2730 Buchner et al27 showed there was a nonlinear relationship between leg strength and gait speed; that is, in stronger subjects, there was no association between strength and gait speed, whereas in weaker subjects, there was a demonstrable association.
Several investigators3137 have highlighted the need for more studies to determine the type and amount of exercise intervention necessary to maintain or enhance an elderly individuals strength and function. For community-dwelling elderly people who are healthy, several studies have elucidated the most appropriate exercise type, intensity, and frequency that result in skeletal muscle hypertrophy and concomitant increases in strength.1012,15,16,3840 Briefly, in a supervised setting, a program of PRT lasting from 10 weeks to 2 years, ranging from low intensity to high intensity,38 and ranging in frequency from 1 to 3 times per week39 can result in improvements in both muscle strength and cross-sectional area in community-dwelling elderly people.1012,15,16,3840 The optimal prescription for exercise intensity, frequency, and duration for people after hip fracture and repair has yet to be determined.
The aim of this study was to determine, in frail elderly adults after hip fracture: (1) whether a supervised program of PRT would result in improvements in LE muscle performance, bringing the fractured limb to at least the level of that of the nonfractured limb; (2) whether the principle of specificity of training would apply, that is, whether resistance training at relatively slow speeds would result in muscle performance improvements (including functional task performance measures) only at slow speeds; and (3) whether a relationship exists between exercise intensity and resultant improvements in strength and function (dose-response relationship). Our ultimate goal is to guide rehabilitation specialists in devising exercise programs that will optimize an individuals strength and function after hip fracture and repair.
| Method |
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Subjects
Men and women aged 65 years or older and with a recent proximal femur fracture were recruited from local hospitals, home-care programs, and the community at large to participate in this study. People were recruited close to the time of discharge from physical therapy, which, in most cases, was completed at home. After a brief telephone interview, potential participants were invited to undergo a screening evaluation, which included a medical history, medical record review, physical examinations by a physician and a physical therapist, blood and urine chemistry analyses, electrocardiogram, and the Short Blessed Test (SBT) of Orientation, Memory, and Concentration.41
We administered a modified version of the Physical Performance Test (PPT), a 9-item evaluation of physical function developed by Reuben and Siu.42 The scores on the PPT range from 0 to 36 and are associated with degree of disability, loss of independence, and mortality in elderly people.42,43 Our modified PPT substitutes the timed chair stand and standing balance tasks developed by Guralnik and colleagues44,45 for the writing and simulated eating items in the original PPT.46 The reliability of scores on the modified PPT has been studied and have been demonstrated to be reproducible.47
Self-reported information regarding activities of daily living (ADL) and instrumental ADL were collected with 3 standardized, validated questionnaires.4850 Written informed consent was obtained from subjects in accordance with procedures approved by the Washington University Institutional Review Board.
To be eligible for this study, volunteers had to meet the following criteria: (1) age of
65 years, (2) community dwelling (not living in a nursing home) upon discharge from physical therapy for the hip fracture, (3) screening evaluation within 16 weeks of hip fracture repair, (4) modified PPT scores of 12 to 28, and (5) self-reported difficulty or requirement for assistance with one or more ADL. The PPT criterion was devised because we aimed to target people with persistent mobility impairments.
Volunteers were ineligible for the study for any of the following reasons: (1) pathological fracture, bilateral femur fractures, or previous contralateral femur fracture; (2) inability to provide informed consent because of dementia or cognitive impairment or an SBT score of
11; (3) inability to walk 15 m (50 ft) (with an assistive device, if needed); (4) visual or hearing impairments that interfered with following directions or that were judged to potentially interfere with performing exercises safely; (5) cardiopulmonary disease or neuromuscular impairments that would contraindicate participation in a weight training program (eg, unstable angina or congestive heart failure, spinal stenosis, symptomatic spondylosis); (6) conditions that might not be expected to improve with exercise training (severe Parkinson disease or cerebrovascular disease with residual hemiparesis); (7) initiation of medication for osteoporosis or hormone therapy within 12 months of screening; and (8) terminal illness with a life expectancy of less than 1 year.
Design
Random assignment to the exercise intervention group or a control group was performed upon completion of the baseline assessments within strata defined as the type of surgical repair procedure (hemiarthroplasty versus open reduction and internal fixation) by use of a computer-generated algorithm and a block design. Subjects who were unable or unwilling to drive to our research facility were provided transportation for all assessment and exercise sessions. The results of the intention-to-treat analysis were reported previously by Binder et al.25 This report focuses on the training-induced adaptations of the exercise intervention group.
Outcome Assessments
People enrolled in the study underwent a series of assessments at baseline, with follow-up at 3 and 6 months after baseline, as described below with standardized procedures that included assessments of muscle strength, gait speed, and physical function (as measured with the 9-item modified PPT).46 The maximum voluntary muscle strength for knee extension, knee flexion, and ankle plantar flexion of the fractured and nonfractured limbs was measured by Cybex* isokinetic dynamometry as previously described.51,52
In brief, 3 different muscle groups were assessed with the subject in a seated position: knee extensors, knee flexors, and ankle plantar flexors. The plantar flexors were assessed at 0°/s, 60°/s, and 120°/s, and the knee movements were assessed at 0°/s, 60°/s, and 180°/s. Isometric (0°/s) knee strength was assessed with the knee flexed 45 to 60 degrees from full extension. Ankle isometric plantar-flexor strength was assessed with the ankle in a neutral position (knee flexed 10°). Gait speed was measured over a distance of 15.24 m for a subjects self-selected and maximum walking speeds; this speed was assessed with a handheld digital stopwatch and was recorded to the nearest 0.1 second. The research staff members who conducted all of the assessments were not involved in any exercise training and were unaware of group assignment.
Supervised Exercise Training
The supervised exercise training program was conducted at an indoor exercise facility located at our medical center campus. It consisted of 2, approximately 3-month-long phases of exercise training. Exercises during the first 3-month phase (phase 1) were conducted by a physical therapist using a group format (25 subjects per group) and were designed to enhance flexibility, balance, coordination, movement speed and, to some extent, the strength of all major muscle groups. Twenty-two exercises formed the basis of this program (protocol available upon request). The exercises were made progressively more difficult by increasing the number of repetitions and by having the subjects perform the exercises in more challenging ways. The exercises were modified by the physical therapist to accommodate and target each subjects specific physical impairments as previously described.25
At the therapists discretion, subjects also exercised on a stationary bicycle or treadmill. Subjects performed this exercise for a minimum of 5 minutes and progressed to a maximum of 15 minutes. The treadmill speed or bicycle resistance was set at the highest comfortable setting that was safe for the subjects. A formal aerobic exercise training protocol was not prescribed or performed. Exercise sessions lasted 45 to 90 minutes (with breaks), depending on the subjects ability and tolerance, which increased over the course of phase 1.
During the second exercise phase (phase 2), PRT was added. The maximum weight that each subject was able to lift completely (1-repetition maximum [1-RM]) was measured for each of 3 different exercises (knee extension, knee flexion, and leg press), which were performed bilaterally on a Hoist weight lifting machine.
After the 1-RM had been established for each exercise, each subject performed 1 or 2 sets of 6 to 8 repetitions of each exercise at 65% their 1-RM. In our study, as is typical of most PRT protocols, training was performed at a fairly slow speed of limb movements (following American College of Sports Medicine recommendations, subjects were instructed to have a 1- to 2-second concentric contraction followed by a 1- to 2-second eccentric contraction for each exercise53). Measurement of several of our study participants during exercise performance (with a handheld stopwatch and goniometer) revealed that the participants were lifting weights at limb speeds of
40° to 45°/s for all LE exercises.
By the end of the first month of weight training, subjects were asked to perform 3 sets of 8 to 12 repetitions at 85% to 100% their initial 1-RM. The 1-RM measurements were repeated at 6 weeks (18 sessions) and used to progressively increase each subjects exercise prescription. The 1-RM also was assessed during the final week of resistance training (after PRT [post-PRT]). Subjects continued to perform a shortened version of the phase 1 exercises (focusing on balance, flexibility, and core abdominal exercises) and the treadmill or stationary bicycle warm-up exercise throughout the PRT phase of the program. This portion of each workout session took
30 minutes to perform, with the remaining 60 minutes typically being spent on PRT.
Subjects were expected to attend exercise sessions 3 times per week and to complete 36 sessions of each exercise phase before progression to the next phase of exercise training and program completion. Subjects who missed exercise sessions because of illness or brief vacations were allowed to make up the sessions, up to a maximum of 9 sessions. For our analysis, results are reported only when a participant completed a minimum of 30 (83%) of both phase 1 and phase 2 (PRT) exercise sessions during the 3-month-long phases. This strategy was required to ensure that the duration of the exercise program was equivalent for the studied group.
Data Analysis
For data analysis, we included data only from participants in the supervised PRT group who completed at least 30 sessions in each of the 2 exercise phases. Participants were not separated by sex because there was no gender difference in training intensity, the percent increases achieved with the lower extremity exercises, or with any of the functional measures at baseline, 3 months, or 6 months. Data are presented as means ± standard deviations. To evaluate the training-induced differences between the fractured and the nonfractured limbs, various analyses were performed. First, to evaluate the training-induced differences at 3 time points (baseline, before PRT [pre-PRT], and post-PRT), a 1x3 repeated-measures analysis of variance was performed, and then Tukey post hoc testing was performed. Because of the abnormal data distribution of the baseline plantar-flexor peak torque values, an analysis of covariance was used to evaluate the differences between the plantar-flexor peak torque values at pre-PRT and post-PRT time points, with baseline peak torque set as the covariate.
Second, to examine whether training at slow speeds induced differences at the other speeds, a 2x3 analysis of variance with the Tukey post hoc test was used to compare the fractured and nonfractured limb post-PRT torque values at all 3 speeds. Third, to evaluate the relationship between measures of training intensity and strength and function, a Pearson correlation coefficient was used. In general, to determine differences between pre-PRT and post-PRT data, post hoc pair-wise comparisons were made by use of t tests with Bonferroni corrections. Specifically, this analysis was used for assessment of the 1-RM data (comparing pre-PRT and post-PRT measures) and measures of physical function (baseline versus post-PRT measures).
The PRT exercise intensity is represented in several ways: as the 1-RM, as a percentage of the initial 1-RM, and as the PRT exercise volume (volume=average weight lifted during the final week of PRT x average number of repetitions performed during that same time period). In addition, the average intensity of PRT was calculated as the average amount of weight lifted over a set time frame (eg, over all of phase 2 [3 months] or during the final week of training). We report these data to provide clinicians with a measure of relative exercise intensity and prescribed exercise volume and to completely describe our PRT program. For statistical tests, the alpha level was set at P<.05. Systat version 11.0
was used for all analyses.
| Results |
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Specificity of Training
As described above in the comparison of the fractured and nonfractured limbs, bilateral weight training resulted in increases in peak torque values for both the fractured and the nonfractured limbs. An exception to this trend was noted for the nonfractured limb at the fastest speed tested, 180°/s (Figure, graph B). These data indicate that specificity of training applied only to the nonfractured, more "fit" limb and not to the fractured limb.
Dose-Response Relationship for the PRT Program
There was a strong relationship between the weight lifting intensity and the peak torque production for the quadriceps femoris and hamstring muscle groups. This finding was evident from the high correlations between the 1-RM measures recorded during the final week of training and the post-PRT isometric torque production measured for the quadriceps femoris and hamstring muscle groups (Tab. 3). The relationship between weight lifting intensity and plantar-flexor strength, although not as robust, was still evident at 60°/s and 120°/s (approaching significance for nonfractured limb, with P=.058).
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| Discussion |
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Specificity of Training
Our study findings suggest that in frail older adults recovering from a recent hip fracture, specificity of training applies only to the nonfractured limb. That is, training at relatively slower speeds results in improvements at slower speeds but does not result in significant increases in peak torque values at relatively faster isokinetic speeds. These results are consistent with the results of a study by Frontera et al.10 They showed that previously sedentary older men who were healthy and who performed PRT at slow speeds had significant increases in LE peak torque values at slow speeds but not at faster speeds.
Our results suggest that specificity of training does not hold true for the fractured limb. We observed significant increases in the knee extensor peak torque values at all speeds tested (slow to fast) for the fractured limb, despite the fact that the resistance training was performed only at a slower pace (typically between
40 and 45°/s). This finding may be secondary to persistent weakness in the involved LE, as evidenced by the low peak torque values at baseline. This may suggest that the greater the weakness, the more likely strength gains will be observed at all speeds of movement (slow, moderate, or fast) when assessing improvements in strength in a person following hip fracture and repair. The positive aspect of this finding is thatdespite the fact that the training was performed only at a slow pacestrength gains were seen across all speeds (slow, moderate, and fast) for the fractured limb. The reason for this finding is not entirely clear at this time and may warrant further study.
Training Intensity
Consistent with previous studies of PRT,12,15,34,40 our results demonstrate that training intensity correlates with improvements in voluntary muscle strength and functional measures. To our knowledge, this is the first study to investigate this relationship in people recovering from a hip fracture. The relationship between the plantar flexor peak torque and the leg press 1-RM was the weakest among the 3 muscle groups tested. This finding is most likely attributable to the plantar flexors not being the primary mover during the leg press exercise or a major contributor during knee extension and flexion.
Strength Related to Function
Our study results are consistent with those of Buchner et al,29 who demonstrated that in elderly subjects with muscle weakness, LE strength and gait speed are highly correlated. We observed a significant correlation between LE strength and both preferred and fast gait speeds. After the PRT phase of the program, the final fast gait speed of 77±25 m/min for our subjects would allow them to cross a standard intersection safely (the minimum speed required is 1.22 m/s or 73.2 m/min),54 indicating improved function. We also observed a significant correlation between the final 1-RM for the leg press and the final total modified PPT scores. The post-PRT PPT score of 30±5 brought our subjects up to a classification of mild frailty, a significant improvement from the baseline classification.46 Therefore, for our group of frail older subjects after hip fracture, the observed improvements in LE strength were closely related to functional improvements.
Study Limitations
The present study has several limitations. Because we chose to study people who were not severely frail or highly fit, our results can be generalized only to the subset of people with mild to moderate frailty after hip fracture. Another limitation is that a precise dose-response relationship could not be assessed for the phase 1 exercises because we did not have a quantitative measure of intensity, such as 1-RM, which was used in the PRT phase of the program. Finally, during the PRT phase of the program, our subjects were performing bilateral exercises, but isokinetic strength assessments were performed unilaterally. Our bilateral measures of exercise intensity (whether as the 1-RM, as a percentage of the initial 1-RM, or as the training volume [weight x repetitions]) were all highly correlated with the unilateral measurement of isokinetic peak torque. It remains to be determined whether the relationship between training intensity and strength improvements might have been stronger had unilateral exercise training been performed. It also remains to be determined whether this type of training regimen would result in greater absolute strength gains for the fractured and nonfractured limbs.
Clinical Relevance
The results of the present study, combined with those of a previous randomized control trial,25 provide evidence that significant strength and functional gains can be achieved by frail elderly people after hip fracture, even after discharge from a traditional rehabilitation program. In addition, the present study demonstrates that people who have had a hip fracture and who work at a higher intensity of PRT will achieve greater gains in strength and physical performance. As a rehabilitation goal, therapists should aim for strength gains that bring the fractured limb at least to the level of that of the nonfractured limb.
A remaining question is whether PRT can be initiated safely before
5 to 7 months after the surgical repair (when our participants started PRT) and, if so, whether people following hip fracture can achieve strength and functional gains of magnitudes similar to those observed in the present study. In addition, more information is needed to determine a feasible and effective maintenance exercise program for people following hip fracture. There is some evidence suggesting that older adults who are healthy can maintain strength gains through continued PRT, at a minimum of once per week39 at the intensity24,38 that they achieved during the PRT program.
| Conclusion |
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| Footnotes |
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This study was approved by the Institutional Review Board of Washington University.
This work was supported by the National Institute of Aging grant R01 G15795 to Dr Binder.
A platform presentation of this research was given at the Combined Sections Meeting of the American Physical Therapy Association; February 15, 2006; San Diego, Calif.
* Cybex International Inc, 10 Trotter Dr, Medway, MA 02053. ![]()
Hoist Fitness Systems Inc, 9990 Empire St, Suite 130, San Diego, CA 92126. ![]()
Systat Software Inc, 1735 Technology Dr, San Jose, CA 95110. ![]()
| References |
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76 yr old.
Am J Physiol. 1999;277:E118E125.This article has been cited by other articles:
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K. J. Ottenbacher, J. E. Graham, S. Al Snih, M. Raji, R. Samper-Ternent, G. V. Ostir, and K. S. Markides Mexican Americans and Frailty: Findings From the Hispanic Established Populations Epidemiologic Studies of the Elderly Am J Public Health, April 1, 2009; 99(4): 673 - 679. [Abstract] [Full Text] [PDF] |
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